Part 3: Any Martian can tell that California voters have no inkling of how well or badly judges do their jobs — or why they should demand true judicial independence & court proceedings they can watch online

extract nbc op-ed voters know nothing about judicial candidates cotin.org
Extract from an opinion piece by Jessica A. Levinson, a professor of law and president of the Los Angeles Ethics Commission, NBCNews.com, 7 June 2018
Screenshot NYT on Harvard prison sentencing study 28may 2018 cotin.org.jpg
On this strictly apolitical website we must ask: why pretend that judges are not influenced by their political loyalties? Headline and photograph from the home page of The New York Times, 28 May 2018

Part 1; Part 2; and a new page added on 19 June 2018: ‘Unpublished’ opinions as tools of deceit and lawlessness deployed by courts of appeal

In a parable for newspaper reporters about missing the story, probably from the era of figures squinting under green eyeshades at clickety-clack typewriters, an unripe hack returns to the office to tell his editor that he has nothing to fill the space on the front page saved for his review of the new play. Why? Because the theatre, the only one in town, caught on fire just before curtain time and was burnt to the ground.

Deservedly or not, there was a glancing reminder of that legend in the mostly blank screens in all media, where there might have been analysis of the improbable 2018 judges’ election in San Francisco. When the results were announced on the night of 5 June and since then, the few reports on the contest between four sitting judges and their unexpected challengers — four public defenders, poorly-paid lawyers assigned to defendants in criminal cases who cannot afford to hire one — merely recorded that this attempt at a radical shake-up of the bench failed because all the incumbents won enough votes to retain their positions.

Once again, this site — COTIN — found itself agreeing on every point with an attentive Martian observer of the happenings in a conversation that sparked fresh, alarming reminders of the case study featured here :

Martian: Did no one notice that despite the sitting judges’ advantage of years of appearing before their fellow-earthlings in black robes designed to awe and threaten, their victories were not necessarily landslides — less than 70 per cent of the votes cast?

COTIN: Quite so. The most successful winner, Andrew Cheng, defeated his opponent, Phoenix Streets, by a margin of 28 points (64 per cent of the votes). Cynthia Ming-Mei Lee — though she was lucky enough to be the only incumbent with two challengers, who weakened the vote against her — kept her seat with only a 25-point overall margin: 62 per cent of the votes, compared to 27 per cent for Kwixuan Maloof, her more successful rival, and 10 per cent for the other. Curtis Karnow placed a scant 8 points ahead of his challenger, Maria Evangelista (54/46), and Jeffrey Ross won by 19 points over his opponent, Niki Solis (59/40).

Martian: Are elections on Earth supposed to happen like this? None of the challengers did any campaigning, according to our extra-planetary intelligence nerds. None of them even named the judges they were running against, as if they were spectres. Nor did they attack or say a critical word about their records on the bench — though I saw that supporters of the contestant for Curtis Karnow’s seat did all they could to broadcast his history of rulings hostile to rent control.

COTIN: Well, elections are not supposed to have some candidates competing with one arm tied behind their backs — and in this instance, both legs too. But the 2018 San Francisco election is merely one illustration of the strangeness of the American tradition of selecting judges.

Consider another. Nothing in the rules prohibits public defenders from campaigning to unseat and replace judges. But with the election on the horizon, this makes them players challenging referees for their positions while still playing in refereed matches. That is, they have to keep appearing in court as advocates and supplicants, hoping that the judges supporting their fellow-judges will not punish them or exact revenge for being so bold.

Martian: But they were punished publicly, weren’t they? Didn’t you say on COTIN that senior judges and politicians ripped into them after they announced their candidacies?

COTIN: An astounding, savage, spectacle. Yes. The public defenders obviously made their announcement about running jointly because they foresaw correctly that people in high places would be furious that they were exercising their right to compete for judicial offices — as their colleague Matt Gonzalez has recorded in a splendid encapsulation. They joined forces to protect each other. But who’d have thought that the state’s entire legal Establishment — including top-ranking appellate judges who are meant to be shining models of impartiality — would unite and turn on them the way it did?

Martian: The newspaper headlines about this contest were even more astounding. Two, especially — alternatives for the same opinion piece in The Sacramento Bee. One read, ‘Mobs targeting judges will wreck democracy’; the other, ‘Mobs are going after the judiciary this election. Don’t let them corrupt the law.’ What mobs? And where was the guillotine?

COTIN: When you looked under those headlines, all you found was outrage about the challengers emphasising that the four sitting judges were appointed by Republican governors, and that they believed that the bench should have more appointees beholden to a governor from the other party. It was obvious that the public defenders had to concentrate on making just a general point because they dared not risk criticising their opponents as individuals.

But this, along with obliging the judges to seek voters’ permission to stay in office, was framed as ‘politicising’ judicial selection in a system in which judges are usually known publicly as either Democrats or Republicans.

Martian: Yes, and they were accused of threatening judicial independence.

COTIN: Read the American-owned Encyclopaedia Britannica’s excellent entry on judicial independence — which means, essentially, allowing judges to do their jobs without pressure or undue influence from any quarter — and you will be more baffled yet. For a start, it makes it clear that there are two ways to look at any campaign to replace a judge — one of which is that it is a fundamental democratic right in a legal system designed like America’s.

Extract from Encyclopaedia Britannica entry on judicial independence COTIN.org
Extract from the entry on judicial independence by David S. Law in the Encyclopaedia Britannica

The EB says that ‘it is difficult, if not impossible, to create a perfectly independent judiciary that is completely insulated from all forms of political and popular influence.’ It refers to the history of the increasingly partisan and frankly political U.S. Supreme Court to hammer home that fact.

Readers of the case to which this site is devoted — especially the Treatment of Law section — will be reminded of it in this passage of the EB’s discussion:

[I]f judicial independence is ensured at the individual level, individual judges will find themselves at liberty to pursue their individual preferences. Unchecked discretion of that kind not only invites abuse but also raises the likelihood that judges will decide cases in inconsistent ways, with the potential effect of undermining the predictability and stability of the law.

Martian: So, why didn’t the critics shouting about this 2018 judges’ election destroying judicial independence mention those other dimensions?

COTIN: Why indeed. Members of a profession dedicated to debate pretended that there was only one side to this ideal — that ‘judicial independence’ translates as making judges free to do as they please.

The fuss about independence was a smokescreen. It succeeded brilliantly in diverting attention from what the public defenders were trying to highlight — which is, their belief that San Francisco needs more judges from racial minorities. Not least because members of some minorities make up a staggering majority of the prison population — at least partly because of what the challengers say is racial bias in sentencing.

Martian: Just their opinion, or a substantiated fact?

COTIN: As it happens, it is now well-substantiated — in a new research paper published on 7 May, nearly a whole month before the election. It was featured high up on the home page of The New York Times the week before the judges’ election, in a column by Adam Liptak with a photograph of a California prison. He quoted an authority on sentencing law who said described it as ‘amazing new empirical research’.

But in spite of its critical significance in the judges’ election in San Francisco, it seems — from a trawl through search engines — that only one local newspaper carried any reference to it. Even then, The San Francisco Chronicle did not run its own report about the new research. It republished the one that ran in The Washington Post.

Martian: And the gist of the study’s findings was — ?

COTIN: That the political parties to which judges belong or owe their positions do unquestionably influence sentencing. The Washington Post reporter Christopher Ingraham summarised their conclusion:

Federal judges appointed by Republican presidents give black defendants sentences that are, on average, six to seven months longer than the sentences they give to similar white defendants, according to a new working paper from Alma Cohen and Crystal Yang of the Harvard Law School.
That racial sentencing disparity is about twice as large as the one observed among judges appointed by Democrats, who give black defendants sentences that are three to four months longer than the sentences they give to white defendants with similar histories who commit similar crimes.
[…]
To arrive at these numbers, Cohen and Yang examined over 500,000 sentences handed down by nearly 1,400 federal judges between 1999 and 2015.

Martian: So the Chronicle published a report, but without an editorial or any comment — or reference to the public defenders’ campaign statement and mission? And there was no discussion at all of those findings in San Francisco media?

COTIN: Any reader who finds a record of one will please post a link in the comment box below this post.

There is rarely any talk about the doings of the California judiciary, about which the citizens know far too little to cast their votes for judges. These are judges ferociously resisting any monitoring of their performance and correction.

Their range of tactics for covering their tracks is immense — and has been expanding. Court records are being destroyed by official edict.

Courts of appeal that are meant to vet the sifting of facts and interpretations of law by trial courts objectively not only seem to treat supporting them as a higher goal than impartiality — rubber-stamping their work and decisions whenever possible — but use tricky devices like ‘unpublished opinions’ to hide errors and the actions of some judges disinclined to do their duty and follow the law.

Martian: So that’s why COTIN wants to use the power of the net to put court proceedings online — to let voters see what actually happens there?

COTIN: Why, yes — at the risk of being tiresomely repetitious!

Between roughly a third and half of the San Francisco electorate — those who ignored the sermonising from on high to vote against the incumbent judges — must be ready for justice not merely done but seen to be done, by streaming the process on the net.

Perhaps these voters did that because they — or someone they know well — had the misfortune to seek justice locally and see for themselves that something is truly rotten in parts of the California judiciary.

Martian: Ah, California as the new Denmark? (Where art thou, dear Hamlet?) Let’s hope not …

** Alma Cohen and Crystal S. Yang

Part 2, the Martian perspective on the 2018 judges’ elections in San Francisco: can an electable judiciary be seen as independent when appellate judges also choose a side in elections?

2. NYTimes 25 May 2008 (2) on tradition of US tradition of voting for judges cotin.org
Above and below: headline and extracts from a report in The New York Times, 25 May 2008, about the inseparability of politics and the judiciary in America

Excerpt NY Times -- 25 may 2008 ROW judges independent SC cotin.org

3. NY Times excerpt French judges know what they are doing SC cotin.org

Part 1 can be read here

Martian spectators at the contest for four San Francisco judges’ seats in state election campaigning are surely rubbing their antennae in disbelief.

Why aren’t earthlings dissecting and debating furious objections to the contest by some of California’s most powerful judges?

J. Anthony Kline, for example, is a senior presiding justice of the state’s Court of Appeal, where litigants must go to seek corrections of decisions by lower (‘trial’ or ‘superior’) courts. In his scathing opinion piece in The San Francisco Chronicle about four public defender-lawyers challenging four incumbent judges for their seats on the city’s bench, he wrote:

The effort to defeat four of the most able, compassionate, and experienced judges in Northern California simply because they were appointed by a Republican governor in an overwhelmingly Democratic county is an unmitigated act of political opportunism. […] [W]hatever the intentions of the challengers may be, the effect of their effort threatens to undermine the independence and integrity of the California judiciary.

Of course Justice Kline was exercising his right to free speech. But for anyone brought up with the idea of a judge as all but synonymous with strict and unbending impartiality, it was a shock to read not just his fiercely partisan argument in favour of four incumbent judges, but its near-perfect echo in a legal newspaper by an even higher-ranking member of the judiciary, Justice Mariano-Florentino Cuéllar of the California Supreme Court.

If appellate court justices — by effectively backing particular lower-court judges whose work they are supposed to vet for fairness and accuracy — create emotional bonds with them, how can they be objective when they have to scrutinise their reasoning and rulings?

If they feel so strongly compelled to protect these trial judges from the humiliation of running for office, in contests fully sanctioned by California’s constitution, would these appellate judges not feel equally compelled to spare them from the embarrassment of having their trial decisions overturned?

And what happens to any challenger lucky enough to win enough votes to defeat a rival backed by higher-court justices? Once such a challenger becomes a trial judge, can this turn out to be very bad luck — because the winner’s work is liable to be reviewed more harshly by appellate justices angry about that victory?

With nothing to stop top justices from praising particular trial judges, should they have to supply evidence justifying their praise — and address hard proof to the contrary, that makes such praise incomprehensible?

Consider, for example, Judge Cynthia Ming-Mei Lee, who presided over the case anatomised on this site. She just happens to be one of the San Francisco judges forced to defend their seats in preparation for next week’s election.

When Justice Kline referred to her as one of the ‘most able, compassionate, and experienced judges in Northern California’, had he forgotten that she herself has testified to the strenuous difficulty for her, that followed from her complete lack of experience as a civil court trial judge — a reassignment after four decades of specialising exclusively in criminal justice? A change of assignment she chose, because she felt like a change? Even lawyers — more lightly burdened with responsibilities than judges are — rarely straddle the separation between civil and criminal law, which each have their own courts and judiciary; or switch from one to the other.

It is unlikely that Justice Kline knows that in the appellate case on which this site focuses, to which Judge Ming-Mei Lee appointed herself, the court of appeal deliberately blocked official evidence of this judge’s lack of knowhow in the relevant branches of law — contained in an outline of her career published by her own court. The order dated 20 April 2016 shutting this document out of the review of her handling of the case stated:

The appellate record will not be augmented […] with a September 29, 2010 press release regarding a San Francisco Superior Court judge.

It would also be surprising for Justice Kline to have described her as compassionate, had he read many reviews of her performance. Aside from the unmediated contributions from lawyers and litigants on her page of the online reviewing forum, The Robing Room, there are the comments about her by attorneys in the clip below — mostly about her record in criminal law courts — gathered and scrupulously balanced by the authors of California Judge Reviews, in which the judge was given a chance to defend herself:

California Judge Reviews Judge entry on Cynthia Ming Mei Lee supplied by law ibrary in 2016
Extract from the entry on Cynthia Ming-Mei Lee, mostly as a criminal law judge, in California Judge Reviews, Elizabeth Smith and Mark Thompson, 2016

Our Martian onlookers would have to conclude that neutrality is a scarce commodity in this judicial election. Commentators are as likely to be partisan as candidates — and are breaking no laws when they are. Incumbency is no guarantee of either expertise or knowledge in contenders.

4. Charles Koch excerpt no tradition of selecting independent judges SC cotin.org
Highlight from a 2004 paper by the late Charles H. Koch Jr.  — a respected legal scholar and section-leader of the American Bar Association in the Indiana Journal of Global Legal Studies, Vol. 11: Iss. 1, Article 6

What would a Martian make of the 2018 judges’ election in San Francisco — in which candidates are being scolded and lambasted for running at all?

 

excerpt paper by CHARLES KOCH cotin.org
These highlights from a 2004 paper by the late Charles H. Koch Jr.  — a respected legal scholar and section-leader of the American Bar Association — show that judges running for election is just the way the legal system works in America. (Indiana Journal of Global Legal Studies, Vol. 11: Iss. 1, Article 6**)

Part 2 can be read here

Would-be judges in the rest of the world have to stay out of politics, but the U.S. constitution makes judicial officers electable through election campaigns that can be stunningly dull or ferociously contentious. In next month’s state elections in California, four public defenders — lawyers who represent poor people accused of committing crimes, at the taxpayers’ expense — are hoping to win enough votes to replace four San Francisco judges. They are being castigated for doing this.

Here are some questions about a mystifying opinion piece that ran in The San Francisco Examiner on 2 May 2018, headlined ‘Election threatens San Francisco judiciary’. Let’s be perfectly clear. That header is not a reference to any accusation of illegal or antisocial behaviour by the public defenders in the election, but to the fact that there are any contests at all for judicial positions. It is as strange as if an American were criticising fellow-Americans for ignoring the rules of cricket in playing football — even though everyone knows that cricket is not and never was America’s game.

Yet the piece is only one of several op-eds on the same theme in the run-up to the 5 June state election — many of them written by senior judges and politicians.

Examiner readers’ comments beneath the opinion essay of Amy Bacharach — a psychologist specialising in juvenile justice — suggest that Americans are as confused as any outsider by how their legal system works and ensures impartiality. Their remarks underline the urgent, dire need to make court proceedings open, transparent, and debatable by the public.

Until there are answers to the questions in this blog post — arranged as a virtual conversation with Ms. Bacharach — there is no saying how such a revolution is going to happen. The queries are linked to facts on record about the San Francisco case to which this site is dedicated

Amy Bacharach (AB): ‘The process of running against sitting judges defies judicial ethics in the first place … … The U.S. is alone in electing its judges, which puts judges in a role of politician. […] Overwhelming evidence suggests it’s dangerous to start playing politics with the judiciary.’

COTIN: ‘Defies’? ‘Start playing politics’? Surely those cannot be the right words. Until someone rewrites the California constitution so that judges no longer have to run for election every six years to retain their seats, how can these accusations against the four public defenders make sense?

At least one of the four judges being challenged in this election — Cynthia Ming-Mei Lee in seat #9 on the San Francisco bench — campaigned for a senior judicial post herself in 2012. An internal poll, the first contested election in the court’s history, made her the presiding justice.

Nor is this judge above open political affiliation. According to The San Francisco Examiner, she ‘registered as a Democrat after this election began, [and] previously listed no party preference, though she was a registered Republican in the 1990s.’

AB: ‘To be clear, the incumbent judges have no ethical concerns and have done their jobs diligently … … To be sure, the attorneys running for judge in San Francisco would likely make excellent judges, just as those currently serving are excellent judges.’

COTIN: How could anyone know any of that for a fact, when the state judiciary is notoriously so secretive about how it operates?

Only last December, an editorial in The San Francisco Chronicle said:

California’s courtrooms may be open to the public, but there’s no openness when it comes to disciplinary complaints against judges. The Commission on Judicial Performance insists that its oversight work be kept secret and untouchable.

It’s an indefensible stance, but it’s working so far. A state-ordered audit is seeking a look at the commission’s private world, but the judicial agency won a first-round victory — from a judge, no less — in blocking the outside inquiry. [The state Auditor has appealed against that decision.]

Elsewhere, the public defenders galvanising this election have been condemned for trying to unseat ‘experienced’ judges. The incumbents have unquestionably earned that label in some branch of law — but can still lack fundamental experience in others, with deadly consequences for litigants appearing before them.

Six years ago, after a long career as a specialist in criminal law, Judge Cynthia Ming-Mei Lee decided to preside over civil cases. In 2015, the year she turned 66, she herself testified to the difficulty she was having acquiring the necessary expertise, as a clip from a profile in a legal newspaper, The Daily Journal, shows (below).

graphic+ pull quote (1) Daily Journal 29 july 2015 COTIN.ORG
Extract from the profile of the career of Judge Cynthia Ming-Mei Lee in The San Francisco Daily Journal, 29 July 2015 (access via subscription or libraries)

The knowledge and principles behind civil and criminal law are profoundly different. As one legal reference site explains: ‘The standard of proof is also very different in a criminal case versus a civil case. Crimes must generally be proved “beyond a reasonable doubt”, whereas civil cases are proved by lower standards of proof such as “the preponderance of the evidence” (which essentially means that it was more likely than not that something occurred in a certain way).’

Nearly a year after Judge Ming-Mei Lee decided the case examined on this site — which required expertise at the junction of family and contract law — it was clear that she lacked any of the necessary background. This can feel like a tree surgeon appearing in scrubs beside your operating table, as the anaesthetic begins to take effect, with consequences as disastrous as you might expect

AB: … ‘Finally, judicial elections are often so low on the public’s radar that, as one writer noted, they provide the illusion of popular control at the expense of actual accountability.’

COTIN: Everyone who knows anything about California courts agrees that demanding accountability — with transparency — should be the highest priority of California voters who care about their legal system.

Surely the four public defenders in this election are performing an even more valuable public service than in their jobs, by forcing Californians to stop being oblivious and start paying close attention to what is happening in their legal system?

That is an objective perfectly in line with the mission of this site, and trends far across the world.

Recommended further reading at 48hills.org:

A challenge to sitting judges — and the secretive judicial system

** ‘The Advantages of the Civil Law Judicial Design as the Model for Emerging Legal Systems’, Charles H. Koch Jr., Indiana Journal of Global Legal Studies, 2004.

Part 2 of this series of posts on COTIN can be read here